Intermediaries – Register – Bridging

Intermediaries only

Please complete the form to register and place business with us. We will review your details and get back to you within 48 hours.

Full Name

FCA Registration Number

Company Name

Company ICO Number

Company Number

Number of Advisers in Your Company

Telephone Number

Email Address

Compliance Manager

Date Business Started in its Current Form

Where Did You Hear About us

Bank Details (for payment of proc fees)

Name of Bank

Account Number

Sort Code

A Have you (the firm or any individual, including any other company of which any current directors or principals have previously been directors or principals of) ever been subject to enforcement, disciplinary proceedings or received a warning/censure by any regulator etc? If yes, please provide details:

Answer A

B Have you had any complaints upheld by FOS in the last 12 months? If yes, please state the total number of complaints:

Answer B

By providing the above details and requesting to join our panel you acknowledge that we will carry out due diligence checks with organisations such as the FCA and ICO, and Companies House as well as a credit check on your firm.

Name

Position

Todays Date